Wednesday, October 5, 2011

Enhancing participation of banks, financial institutions (FIs) and large NBFCs in infrastructure financing


Banks, FIs and large NBFCs play a vital role in infrastructure financing. But they are likely to face severe resource constraint. Going forward financing infrastructure is going to be a big challenge for the banking sector as projects require huge amount of funds and these Financial Institutions, Banks are restricted in a sense to maintain their asset-liability mismatch. These alternate sources of Finance will also need to hone their skills in appraisal and management of risks inherent in infrastructure lending. Financing of long-gestation infrastructure projects has long been a ticklish issue for project promoters as well as financial institutions.  
 
Renowned banker Mr. Deepak Parekh has given various recommendations to Government of India for enhancing participation of Banks, Financial Institutions and large NBFCs in Infrastructure Financing. He made a two way approach to manage both Asset and Liability side and gave various measures to help the sources of Finance, participate in Infrastructure.

Under Asset side management, recommendation are for Securitization of Loans as it helps transform loans to tradable debt securities, and thereby facilitates financial institutions to not only address the exposure norm constraints, but also distribute risks more efficiently even among those who do not have the skills to appraise them. Further, he gave important recommendations regarding Rationalization of existing exposure norms of Financial Intermediaries. This can be done by relaxing the exposure requirements if intermediary can sell off the exposure in short interval of time, say 6 months. Take out financing for infrastructure projects, at present, conditional take out financing is subject to 100 percent risk weight for provision of capital by both the entities involved simultaneously (with the take-out financier using a credit conversion factor of 50% till the take-out happens), which results in i) maintenance of excess capital, thereby restricting take-out financier’s lending ability and ii) increase in the lending costs.

Under Liability side management of these Alternate Financial Institutions, he made points to enable banks/NBFCs to mobilize sufficient resources of suitable tenor and nature for infrastructure financing. Recommendations were made to allow financial intermediaries such as banks, financial institutions and NBFCs to raise foreign currency borrowings for on-lending to infrastructure sector. There is a dearth of long term resources in the domestic market, but not so in the international market. Since it is difficult for infrastructure companies to directly access foreign markets in view of the projects being sub-investment grade, inter-mediation of foreign funds by domestic financial intermediaries is imperative. Other recommendation was that the resources, whether domestic or foreign, raised by banks for a long tenor (say at least 10 years) by way of bonds/term deposits for investment in infrastructure assets should have no SLR requirement. This will reduce the cost of inter-mediation for infrastructure and hence, induce banks to have a relatively larger exposure to infrastructure than other sectors. In addition, this will encourage banks to use long term funds for long term lending. Further Banks should be allowed to raise long tenor gold deposits which will beused for the purpose of infrastructure financing.

What are Infrastructure Debt Funds:
Watch out Mr. Deepakh Parekh talking about these Infrastructure Debt Funds; Asset Liability mismatch for Banks:
Part 1

The complexity of the investments and their long duration will require the creation of innovative instruments which spread out the risk judiciously among many participants. It is this ability to design instruments best suited to the risk profile of projects and then to allocate the risks to those best able to assume them that will determine the extent to which the specific issues in infrastructure financing will be addressed.

In the absence of specially designed instruments, these characteristics would preclude the effective participation of the banks which typically have a shorter time preference owing to their liability profiles. Further, as long as necessary appraisal skills and detailed knowledge of functioning of infrastructure markets are being developed, many banks may not be willing to participate in infrastructure financing. In this regard, Government and Reserve Bank of India are taking a number of steps. The Finance Minister, in his budget speech for 2011-12, had announced setting up of IDFs to accelerate and enhance the flow of long term debt in infrastructure projects for funding the government's ambitious programmes in the sector. Recently, he Reserve Bank today announced guidelines for permitting banks and Non Banking Financial Companies (NBFCs) to set up Infrastructure Debt Funds (IDFs), to help meet long-term financing for the sector. IDFs would be set up either as Mutual Funds (MFs) or NBFCs

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